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Wells Fargo Investment Institute, Inc. CRD 133204
$43.0B regulatory AUM 3 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Charlotte | NC | 09/2004 | 10/2021 |
| J.P. Morgan Securities Llc | Atlanta | GA | 12/2021 | 07/2024 |
| Unemployed | Charlotte | NC | 10/2021 | 12/2021 |
| Cullinan Associates, Inc. | Louisville | KY | 10/2024 | 05/2026 |
| Wells Fargo Investment Institute, Inc. | Charlotte | NC | 03/2017 | 10/2021 |
| Wells Fargo Investment Institute, Inc | Charlotte | NC | 05/2026 | Present |
| Unemployed | Atlanta | GA | 07/2024 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-31 |
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