David F. Light

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 03/2020
  Ameriprise Financial Services, Inc.
  Paramus, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Florham Park, NJ

Other Businesses

Business Ownership; DLIGHT, INC; President of Dlight Inc which handles administration of financial planning practice at Ameriprise Financial.; S-Corp is setup for Financial Planning Practice with Ameriprise Financial. The S-Corp is used for expenses and is solely used for my practice with Ameriprise Financial.; 25A Hanover Road, Suite 103, , Florham Park, NJ, 7932; Not Investment-Related; 01/07/2015; 1 to 9 hours per month; 1 to 9 during trading hours / David F. Light - Sole Proprietor; Owner; Financial Services; 25A Hanover Road, Suite 103, , Florham Park, NJ, 7932; Investment-Related; 10/09/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Katies House; Trustee; 29 Moran Street, , Newton, NJ, 7860; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-19
• S63 Uniform Securities Agent State Law Examination
  2004-03-03