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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-04-05 |
| TX | RA | APPROVED | 2018-03-28 |
Branch Locations
6340 Sugarloaf Pkwy, Ste 200, Duluth, GA 30097 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 10/2011 | 02/2018 |
| Lpl Financial Llc | Duluth | GA | 02/2018 | Present |
| Private Advisor Group, Llc | Duluth | GA | 03/2018 | Present |
1. 02/14/2018 - Fairmont Woods Unit Owners Association Inc - Not Investment Related - 450 S Cemetery St. Norcross, GA 30092 - Other - Owner - Start Date 1987. 2. 02/14/2018 - Pittman Jones Financial Planning LLC - Not Investment Related - 529 Morning Place Way Suwanee, GA 30024 - Business Entity For Tax/Investment Purposes Only - member - Start Date 2011. 3. 02/14/2018 - Karis Jones Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2018. 4. 02/14/2018 - Karis-Jones Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 4/18/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/28/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 4/18/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 5/8/2018 - Private Advisor Group - DBA: (Hybrid) Karis Jones Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/18/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/8/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-23 |
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