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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-04-05
TX RA APPROVED 2018-03-28
  • GA RA
    APPROVED
    Since 2018-04-05
  • TX RA
    APPROVED
    Since 2018-03-28

Branch Locations

6340 Sugarloaf Pkwy, Ste 200, Duluth, GA 30097 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 10/2011 02/2018
Lpl Financial Llc Duluth GA 02/2018 Present
Private Advisor Group, Llc Duluth GA 03/2018 Present
  • 10/2011 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Lpl Financial Llc
    Duluth, GA
  • 03/2018 → Present
    Duluth, GA
Previous Registrations
  • 2011-10-06 → 2018-02-20
    Invest Financial Corporation
    Appleton, WI
    Duluth, GA
    Decatur, GA
    Appleton, WI
  • 2011-03-24 → 2011-10-07
    Sage Capital Holdings, Llc
    Atlanta, GA
  • 2010-06-02 → 2011-03-28
    Certussecurities, Inc.
    Suwanee, GA
    Atlanta, GA
    Charlotte, NC
  • 2008-06-12 → 2010-04-27
    First Legacy Securities, Llc
    Suwanee, GA
    Helena, AL
  • 2005-03-02 → 2008-06-17
    Raymond James Financial Services, Inc.
    Atlanta, GA
    Suwanee, GA
    Atlanta, GA
  • 2003-07-01 → 2005-02-22
    Atlanta, GA
  • 2000-05-24 → 2003-07-01
    Prudential Equity Group, Llc
    Atlanta, GA
Other Businesses

1. 02/14/2018 - Fairmont Woods Unit Owners Association Inc - Not Investment Related - 450 S Cemetery St. Norcross, GA 30092 - Other - Owner - Start Date 1987. 2. 02/14/2018 - Pittman Jones Financial Planning LLC - Not Investment Related - 529 Morning Place Way Suwanee, GA 30024 - Business Entity For Tax/Investment Purposes Only - member - Start Date 2011. 3. 02/14/2018 - Karis Jones Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2018. 4. 02/14/2018 - Karis-Jones Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 4/18/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/28/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 4/18/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 5/8/2018 - Private Advisor Group - DBA: (Hybrid) Karis Jones Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/18/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/8/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-16
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S65 Uniform Investment Adviser Law Examination
    2000-03-16
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Designations
Other Names
  • Robert P. Jones
  • Robert Pittman Jones

View on SEC IAPD

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