Susan M Pineiro

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 03/2020
  Lpl Financial Llc
  Poughkeepsie, NY
• 03/2020 → Present
  Joseph Small
  Poughkeepsie, NY
• 03/2020 → Present
  Northwestern Mutual Investment Services Llc
  Poughkeepsie, NY
• 01/2015 → 03/2020
  Marshall And Sterling Wealth Advisors
  Poughkeepsie, NY
• 07/2020 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2017-01-05 → 2020-03-12
  Marshall + Sterling Wealth Advisors, Inc.
  Poughkeepsie, NY
• 2007-04-05 → 2007-08-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Poughkeepsie, NY

Other Businesses

1. 50% OWNER, AUTHOR OF NON-FINANCIAL BOOK, 39 TIVOLI GARDENS, TIVOLI, , NEW YORK, 12583, UNITED STATES OF AMERICA, AUTHOR, START DATE: 4/5/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, WRITING, INTERVIEW, RESEARCH; NOT INVESTMENT-RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-04

Other Names

• Susan Mary Pineiro
• Susan Miccio
• Susan Mary Chickery
• Susan Mary Miccio
• Susan M Miccio
• Susan M Miccio
• Susan M Pineiro