Daniel J Cappucci

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Wellesley, MA
• 07/2016 → Present
  Mass Mutual Life Insurance Company
  Needham, MA
• 03/2017 → Present
  Mml Investors Services, Llc
  Needham, MA

Previous Registrations

• 2011-07-11 → 2018-02-01
  Mariner
  Overland Park,, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Wellesley, MA
• 2008-12-16 → 2015-01-02
  New England Securities
  Wellesley, MA
  Waltham, MA

Other Businesses

(1)Name: Daniel and Elizabeth Cappucci Inv rel: Y Add: Residential address Nature: Simple Rental Property-Vacation home short-term rental Position: Ownership Start date: 01/01/2015 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: Summer home, which is rented out some weeks.. (2)Name: Daniel Cappucci Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 01/01/2007 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: individual and group life, individual and group health.. (3)Name: SFP Wealth, LLC Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature: Other Position: SFP Wealth, LLC Start date: 01/01/2012 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Marketing name for MMLIS advisor team

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-09
• S63 Uniform Securities Agent State Law Examination
  2004-03-19

Designations