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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stirling Capital | Oregon | OH | 07/2013 | Present |
| Voya Financial Advisors | Oregon | OH | 09/2014 | 11/2017 |
| Lpl Financial Llc | Oregon | OH | 11/2017 | 05/2019 |
| Independent Financial Partners | Oregon | OH | 11/2017 | Present |
| Ifp Securities, Llc | Oregon | OH | 05/2019 | Present |
1) 09/19/2017 - Stirling Capital, Ltd - DBA - inv rel - at reported business location(s). 2) 11/7/2017 - Stirling Capital, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/16/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 90%. 3) Stirling Capital Holdings, LTD 715 S. Coy Road, Oregon, OH 43616, Nature: LLC owns the building where the rep has his practice, owner, Investment Related - Yes, Start Date: 6/13/2022, 8 hrs/mo, 0 hrs/mo during trading 4) FMT Solutions - not investment related - 715 S. Coy Rd. Suite A Oregon, Ohio 43616 - teaching - volunteer - start date 10/17/2023 - 12 hours/month, 0 hours/month during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-04 |
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