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Dustin Robert Alexander

Independent Financial Partners

Oregon, OH

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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-11-06
  • OH RA
    APPROVED
    Since 2017-11-06

Branch Locations

715 S. Coy Rd. Suite A, Oregon, OH 43616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stirling Capital Oregon OH 07/2013 Present
Voya Financial Advisors Oregon OH 09/2014 11/2017
Lpl Financial Llc Oregon OH 11/2017 05/2019
Independent Financial Partners Oregon OH 11/2017 Present
Ifp Securities, Llc Oregon OH 05/2019 Present
  • 07/2013 → Present
    Stirling Capital
    Oregon, OH
  • 09/2014 → 11/2017
    Voya Financial Advisors
    Oregon, OH
  • 11/2017 → 05/2019
    Lpl Financial Llc
    Oregon, OH
  • 11/2017 → Present
    Oregon, OH
  • 05/2019 → Present
    Ifp Securities, Llc
    Oregon, OH
Previous Registrations
  • 2006-06-14 → 2017-11-07
    Toledo, OH
    Holland, OH
    Oregon, OH
    Maumee, OH
  • 2004-10-15 → 2006-05-12
    New England Securities
    Toledo, OH
    Highland Hills, OH
Other Businesses

1) 09/19/2017 - Stirling Capital, Ltd - DBA - inv rel - at reported business location(s). 2) 11/7/2017 - Stirling Capital, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/16/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 90%. 3) Stirling Capital Holdings, LTD 715 S. Coy Road, Oregon, OH 43616, Nature: LLC owns the building where the rep has his practice, owner, Investment Related - Yes, Start Date: 6/13/2022, 8 hrs/mo, 0 hrs/mo during trading 4) FMT Solutions - not investment related - 715 S. Coy Rd. Suite A Oregon, Ohio 43616 - teaching - volunteer - start date 10/17/2023 - 12 hours/month, 0 hours/month during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-05
S63 Uniform Securities Agent State Law Examination 2009-09-04
  • S65 Uniform Investment Adviser Law Examination
    2018-03-05
  • S63 Uniform Securities Agent State Law Examination
    2009-09-04
Other Names
  • Dustin Alexander

View on SEC IAPD

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