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Benjamin Asher Lincoln

Redwood Wealth Management, LLC

Santa Monica, CA

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Current Employers
Redwood Wealth Management, Llc

100 Wilshire Blvd Suite 260, Santa Monica, CA 90401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-06
MI RA APPROVED 2024-12-06
OH RA APPROVED 2016-03-11
LA RA APPROVED 2015-01-12
NC RA APPROVED 2015-01-08
TX RA APPROVED 2014-11-19
  • CA RA
    APPROVED
    Since 2024-12-06
  • MI RA
    APPROVED
    Since 2024-12-06
  • OH RA
    APPROVED
    Since 2016-03-11
  • LA RA
    APPROVED
    Since 2015-01-12
  • NC RA
    APPROVED
    Since 2015-01-08
  • TX RA
    APPROVED
    Since 2014-11-19

Branch Locations

100 Wilshire Blvd Suite 260, Santa Monica, CA 90401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Redwood Wealth Management, Llc Santa Monica CA 11/2014 Present
Previous Registrations
  • 2007-12-07 → 2014-12-18
    Charlotte, NC
    Fort Mill, SC
    Charlotte, NC
  • 2004-07-07 → 2007-12-14
    A. G. Edwards & Sons, Inc.
    Charlotte, NC
    Charlotte, NC
Other Businesses

1. Redwood Wealth Management, 429 Santa Monica Blvd, Ste 350, Santa Monica, CA, President started 11/2014, Not investment related, Nature of business: bill pay, 5 hours/month during securities trading hours, Duties include Send/receive LOA's in order to assist with payments from custodian to vendor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-30
  • S66 Uniform Combined State Law Examination
    2004-06-30
Other Names
  • Benjamin Lincoln

View on SEC IAPD

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