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Erin Kay Wood

Assetmark, Inc.

Charlotte, NC

Concord, CA

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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-14
  • NC RA
    APPROVED
    Since 2025-08-14

Branch Locations

2825 South Blvd. Suite 500, Charlotte, NC 28209 • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Omaha Omaha NE 06/2011 07/2018
Raymond James Financial Services, Inc. Omaha NE 06/2015 07/2018
Raymond James Financial Services Advisors Inc. Omaha NE 06/2015 07/2018
Cwm, Llc Omaha NE 07/2018 11/2024
Carson Group Omaha NE 07/2018 11/2024
Assetmark Financial Holdings, Inc Charlotte NC 12/2024 Present
  • 06/2011 → 07/2018
    First National Bank Of Omaha
    Omaha, NE
  • 06/2015 → 07/2018
    Raymond James Financial Services, Inc.
    Omaha, NE
  • 06/2015 → 07/2018
    Raymond James Financial Services Advisors Inc.
    Omaha, NE
  • 07/2018 → 11/2024
    Cwm, Llc
    Omaha, NE
  • 07/2018 → 11/2024
    Carson Group
    Omaha, NE
  • 12/2024 → Present
    Assetmark Financial Holdings, Inc
    Charlotte, NC
Previous Registrations
  • 2018-08-23 → 2024-11-22
    Cwm, Llc
    Omaha, NE
    Omaha, NE
  • 2015-06-18 → 2018-06-07
    Raymond James Financial Services Advisors, Inc
    Omaha, NE
  • 2012-06-19 → 2015-06-18
    First National Capital Markets
    Omaha, NE
  • 2010-07-30 → 2012-05-31
    Td Ameritrade, Inc.
    Omaha, NE
  • 2010-07-30 → 2012-05-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2003-11-11 → 2010-07-09
    Ameriprise Financial Services, Llc
    Brookfield, WI
    Brookfield, WI
    Brookfield, WI
Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 12/2024 - 160 HRS / MONTHLY - SVP, ADVANCED PLANNING OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-10
  • S66 Uniform Combined State Law Examination
    2003-11-10
Designations
Other Names
  • Erin Kay Mowery
  • Erin Kay Mowery
  • Erin Kay Brown
  • Erin Kay Brown

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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