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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-11-18
  • TX RA
    APPROVED
    Since 2003-11-18

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

4400 Post Oak Parkway 9Th Floor, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 08/2003 Present
Other Businesses

1) Name of Business: The Trinity Charitable Foundation./ Address: USA./ Nature: donates money./Role: Officer./ Duties: I give money to other charities./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-17
  • S66 Uniform Combined State Law Examination
    2003-11-17
Other Names
  • Crystal Maxwell
  • Crystal Gene Maxwell

View on SEC IAPD

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