Inactive

Stacy Ann Borek

Steelpeak Wealth, LLC

Santa Barbara, CA

Los Angeles, CA

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Current Employers

Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-21

CA RA
APPROVED

Since 2025-10-21

Branch Locations

525 Olive Street, Santa Barbara, CA 93101 • United States

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise	Santa Barbara	CA	04/2015	02/2019
Stacy Borek, Independent Contractor, Tax Accountant	Santa Barbar	CA	02/2019	02/2021
Ridgeway & Warner	Santa Barbara	CA	02/2021	02/2025
Capital B Financial Planning, Llc	Santa Barbara	CA	09/2020	02/2025
Steelpeak Wealth, Llc	Santa Barbara	CA	02/2025	Present

04/2015 → 02/2019

Ameriprise

Santa Barbara, CA
02/2019 → 02/2021

Stacy Borek, Independent Contractor, Tax Accountant

Santa Barbar, CA
02/2021 → 02/2025

Ridgeway & Warner

Santa Barbara, CA
09/2020 → 02/2025

Capital B Financial Planning, Llc

Santa Barbara, CA
02/2025 → Present

Steelpeak Wealth, Llc

Santa Barbara, CA

Previous Registrations

2021-01-25 → 2025-03-10

Capital B Financial Planning, Llc

Santa Barbara, CA
2013-05-10 → 2019-02-01

Ameriprise Financial Services, Llc

Santa Barbara, CA

Calabasas, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-09

S66 Uniform Combined State Law Examination

2013-05-09

Designations

Other Names

Stacy Ann Elliott

View on SEC IAPD

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