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Current Employers
Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-10
OH RA APPROVED 2011-08-25
  • TX RA
    APPROVED_RES
    Since 2019-07-10
  • OH RA
    APPROVED
    Since 2011-08-25

Branch Locations

4327 Executive Circle Nw, Canton, OH 44718 • United States

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaman Retirement Canton OH 07/2003 Present
Alphastar Capital Management, Llc Canton OH 08/2011 Present
  • 07/2003 → Present
    Seaman Retirement
    Canton, OH
  • 08/2011 → Present
    Alphastar Capital Management, Llc
    Canton, OH
Previous Registrations
  • 2007-07-19 → 2011-08-19
    Cetera Advisors Llc
    Greenwood Village, CO
    Canton, OH
  • 2006-08-04 → 2007-07-18
    Legacy Advisory Services, Inc.
    Canton, OH
Other Businesses

1. FIXED INSURANCE AGENT. 2.SEAMAN RETIREMENT PLANNING, START 07/01/03, 4327 EXECUITIVE CIRCLE NW CANTON OH 44718, 10HR/WK, VOLUNTARY ACTIVITY WHERE REP ASSISTS VETERANS OBTAIN FINANCIAL BENIFITS IF THEY ARE ELIGIBLE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-22
  • S65 Uniform Investment Adviser Law Examination
    2016-01-22

View on SEC IAPD

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