Michael David Roberts

Current Employers

Employment History

• 03/2015 → 07/2017
  Coastal Equities, Inc.
  Wilmington, DE
• 03/2015 → 07/2017
  Coastal Investment Advisors, Inc.
  Wilmington, DE
• 07/2017 → 04/2023
  Triad Advisors, Inc.
  Norcross, GA
• 04/2023 → Present
  The Strategic Financial Alliance, Inc.
  Atlanta, GA

Previous Registrations

• 2017-07-17 → 2023-04-06
  Triad Advisors Llc
  Mesa, AZ
  Eugene, OR
  Atlanta, GA
  Gilbert, AZ
  Eugene, OR
• 2015-04-22 → 2017-07-18
  Realta Investment Advisors, Inc
  Wilmington, DE
  Chandler, AZ
  Eugene, OR
  Gilbert, AZ
• 2012-07-16 → 2015-03-27
  Centaurus Financial, Inc.
  Eugene, OR
  Anaheim, CA
  Chandler, AZ
• 2009-03-20 → 2012-07-19
  J P Turner & Company Capital Management, Llc
  Chandler, AZ
• 2006-09-08 → 2007-01-19
  Carter And Carter Financial
  Eugene, OR

Other Businesses

1.) Oak Wealth Management Investment related 2356 East Willis Road, Gilbert, AZ 85297 DBA for financial services Owner Start Date: 9/2003 16 hours/month;120 hours during trading Recommend investments of all nature to clients and sell those investments 2.) Appointment with multiple carriers Not investment related 2356 East Willis Road, Gilbert, AZ 85297 Life insurance and annuity sales agent Start Date: 2003 10 hours/month;0 hours during trading hours Market and sell life insurance and annuity products 3.) Mike Roberts Not investment related 2356 E Willis Rd, Gilbert, AZ 85297 Position: Consultant-motion picture & tv industry Start Date: 12/2003 6 hours/month; 0 hours during trading Consult with production company regarding budget, film locations, tax incentives and tax credits 4.) Knoll Miller & Arenofsky LLP Non-Investment related Trust Administrator Start Date: 6/15/2018 3 Hours/month;0 Hours during trading Gather information on behalf of the estate planning law group, input date in front of client then send to attorney

Exams

• S66 Uniform Combined State Law Examination
  2003-10-21