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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-16 |
| LA | RA | APPROVED | 2019-10-14 |
| CA | RA | APPROVED | 2019-10-11 |
Branch Locations
8525 N. Cedar Avenue Suite 107, Fresno, CA 93720 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fort Washington Financial | Fresno | CA | 05/2005 | Present |
| Cal Pac Advisors, Inc. | Fresno | CA | 03/2011 | Present |
| Kestra Financial Services, Inc | Austin | TX | 04/2016 | 10/2019 |
| Founders Financial Securities | Towson | MD | 10/2019 | Present |
1.) California State University Fresno Alumni Association; Non Investment Related; 2625 Matoian Way Fresno CA 93740; Past president and board member; Start Date: 7/1/2004; 16 Hrs per month; 14 Hours during trading; Policy making and general oversight 2.) Fort Washington Financial & Insurance Services, Inc.; Investment Related;8525 N. Cedar Ave. Suite 107 Fresno CA 93720; Investment Advisory and Insurance Services DBA Name; President; Start Date: 5/27/2005;160 Hrs per month; 140 Hrs during trading; General management and oversight 3.) Triton Corporate Services, Inc.; Investment Related; 8525 N. Cedar Ave. Suite 107 Fresno CA 93720; Start Date: 03/01/20102; Consulting Position; 16 Hrs per month; 14 Hrs during trading; Management 4.) Triton PEO, Inc; Investment Related; 8525 N. Cedar Ave. Suite 107 Fresno CA 93720; Start Date: 03/01/2012; Consulting Position; 16 Hrs per month; 14 Hrs. during trading; Retirement plan consulting and general oversight 5.) America Strong (f.k.a. Triton Flight for Heroes) Non-Investment Related; 8525 N. Cedar Ave. Suite 107 Fresno CA 93720; Board Member; Start Date: 5/13/2013; 3 Hrs. per month; 0 Hrs. during trading; general support 6.) Voyager Corporate Services; Investment Related; 8525 N. Cedar Suite 107 Fresno CA 93720; Triton Corporate Services - Voyager is a wholly owned subsidiary; Start Date: 4/30/2014; 16 Hrs. per month; 14 Hrs. during trading; Voyager is a wholly owned subsidiary of Triton Corporate Services Inc for which I am an officer 7.) Marque Capital Management, Inc.; Investment Related: 10/17/2022; 8525 N. Cedar Ave. Fresno CA 93720; Investment Advisory and Insurance Services; President; 16 Hrs. per month: 14 Hrs. during trading; General management and oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-15 |
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