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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
LA RA APPROVED 2019-10-14
CA RA APPROVED 2019-10-11
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • LA RA
    APPROVED
    Since 2019-10-14
  • CA RA
    APPROVED
    Since 2019-10-11

Branch Locations

8525 N. Cedar Avenue Suite 107, Fresno, CA 93720 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fort Washington Financial Fresno CA 05/2005 Present
Cal Pac Advisors, Inc. Fresno CA 03/2011 Present
Kestra Financial Services, Inc Austin TX 04/2016 10/2019
Founders Financial Securities Towson MD 10/2019 Present
  • 05/2005 → Present
    Fort Washington Financial
    Fresno, CA
  • 03/2011 → Present
    Cal Pac Advisors, Inc.
    Fresno, CA
  • 04/2016 → 10/2019
    Kestra Financial Services, Inc
    Austin, TX
  • 10/2019 → Present
    Founders Financial Securities
    Towson, MD
Previous Registrations
  • 2016-04-18 → 2019-10-14
    Fresno, CA
  • 2014-09-15 → 2016-09-22
    Kestra Investment Services, Llc
    Fresno, CA
    Fresno, CA
    Austin, TX
    Arroyo Grande, CA
  • 2009-08-10 → 2014-09-11
    Financial Telesis Inc
    San Rafael, CA
    Fresno, CA
  • 2005-12-20 → 2009-08-21
    Cetera Wealth Services, Llc
    Fresno, CA
    Fresno, CA
Other Businesses

1.) California State University Fresno Alumni Association; Non Investment Related; 2625 Matoian Way Fresno CA 93740; Past president and board member; Start Date: 7/1/2004; 16 Hrs per month; 14 Hours during trading; Policy making and general oversight 2.) Fort Washington Financial & Insurance Services, Inc.; Investment Related;8525 N. Cedar Ave. Suite 107 Fresno CA 93720; Investment Advisory and Insurance Services DBA Name; President; Start Date: 5/27/2005;160 Hrs per month; 140 Hrs during trading; General management and oversight 3.) Triton Corporate Services, Inc.; Investment Related; 8525 N. Cedar Ave. Suite 107 Fresno CA 93720; Start Date: 03/01/20102; Consulting Position; 16 Hrs per month; 14 Hrs during trading; Management 4.) Triton PEO, Inc; Investment Related; 8525 N. Cedar Ave. Suite 107 Fresno CA 93720; Start Date: 03/01/2012; Consulting Position; 16 Hrs per month; 14 Hrs. during trading; Retirement plan consulting and general oversight 5.) America Strong (f.k.a. Triton Flight for Heroes) Non-Investment Related; 8525 N. Cedar Ave. Suite 107 Fresno CA 93720; Board Member; Start Date: 5/13/2013; 3 Hrs. per month; 0 Hrs. during trading; general support 6.) Voyager Corporate Services; Investment Related; 8525 N. Cedar Suite 107 Fresno CA 93720; Triton Corporate Services - Voyager is a wholly owned subsidiary; Start Date: 4/30/2014; 16 Hrs. per month; 14 Hrs. during trading; Voyager is a wholly owned subsidiary of Triton Corporate Services Inc for which I am an officer 7.) Marque Capital Management, Inc.; Investment Related: 10/17/2022; 8525 N. Cedar Ave. Fresno CA 93720; Investment Advisory and Insurance Services; President; 16 Hrs. per month: 14 Hrs. during trading; General management and oversight

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-07
S63 Uniform Securities Agent State Law Examination 2003-12-15
  • S65 Uniform Investment Adviser Law Examination
    2005-11-07
  • S63 Uniform Securities Agent State Law Examination
    2003-12-15

View on SEC IAPD

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