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Current Employers
Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-04-20
FL RA APPROVED 2018-03-28
TX RA APPROVED_RES 2018-03-08
NC RA APPROVED 2018-03-07
SC RA APPROVED 2018-03-06
  • GA RA
    APPROVED
    Since 2018-04-20
  • FL RA
    APPROVED
    Since 2018-03-28
  • TX RA
    APPROVED_RES
    Since 2018-03-08
  • NC RA
    APPROVED
    Since 2018-03-07
  • SC RA
    APPROVED
    Since 2018-03-06

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

2 Wharfside St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2004 02/2018
Northwestern Mutual Investment Services, Llc Charleston SC 10/2004 02/2018
Northwestern Mutual Wealth Management Company Charleston SC 09/2011 02/2018
Apollon Wealth Management, Llc Charleston SC 02/2018 Present
Apollon Insurance Group Mount Pleasant SC 02/2018 Present
Purshe Kaplan Sterling Investments Albany NY 04/2018 03/2020
Purshe Kaplan Sterling Investments Albany NY 05/2020 Present
  • 09/2004 → 02/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2004 → 02/2018
    Charleston, SC
  • 09/2011 → 02/2018
    Northwestern Mutual Wealth Management Company
    Charleston, SC
  • 02/2018 → Present
    Charleston, SC
  • 02/2018 → Present
    Apollon Insurance Group
    Mount Pleasant, SC
  • 04/2018 → 03/2020
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2020 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1.Prestige WW, LLC; 2/2018; Managing Member; receive income from holding company for investment in Apollon Holdings, LLC. 1/2 owner 2.CDG Warfside; 3/2019; owner of a real estate holding company which owns a rental property located at registered location. 1/2 owner 3.Advisor Insurance Solutions; agent receiving commission for insurance sales; 2/2018 4.KBM Foster Holdings; owner of a real estate holding company, with 50% ownership in Marion Square Partners, LLC, the owner of 317 Meeting St, Charleston SC 29401 5.MUSC Children's Hospital Board; Board Member of children's hospital 6/2015 6.Apollon Wealth Management, LLC; CEO of investment adviser; 100% owned by Apollon Holdings, LLC 5/2018 7.Purshe Kaplan Sterling Investments; 5/2020; registered rep of broker dealer for securities transactions 8.Apollon Holdings, LLC; Managing Member; 2/2018

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-09
S63 Uniform Securities Agent State Law Examination 2004-01-08
  • S65 Uniform Investment Adviser Law Examination
    2010-09-09
  • S63 Uniform Securities Agent State Law Examination
    2004-01-08
Designations
Other Names
  • Michael J Dolberg

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