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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-04-20 |
| FL | RA | APPROVED | 2018-03-28 |
| TX | RA | APPROVED_RES | 2018-03-08 |
| NC | RA | APPROVED | 2018-03-07 |
| SC | RA | APPROVED | 2018-03-06 |
Branch Locations
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
2 Wharfside St, Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2004 | 02/2018 |
| Northwestern Mutual Investment Services, Llc | Charleston | SC | 10/2004 | 02/2018 |
| Northwestern Mutual Wealth Management Company | Charleston | SC | 09/2011 | 02/2018 |
| Apollon Wealth Management, Llc | Charleston | SC | 02/2018 | Present |
| Apollon Insurance Group | Mount Pleasant | SC | 02/2018 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2018 | 03/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2020 | Present |
1.Prestige WW, LLC; 2/2018; Managing Member; receive income from holding company for investment in Apollon Holdings, LLC. 1/2 owner 2.CDG Warfside; 3/2019; owner of a real estate holding company which owns a rental property located at registered location. 1/2 owner 3.Advisor Insurance Solutions; agent receiving commission for insurance sales; 2/2018 4.KBM Foster Holdings; owner of a real estate holding company, with 50% ownership in Marion Square Partners, LLC, the owner of 317 Meeting St, Charleston SC 29401 5.MUSC Children's Hospital Board; Board Member of children's hospital 6/2015 6.Apollon Wealth Management, LLC; CEO of investment adviser; 100% owned by Apollon Holdings, LLC 5/2018 7.Purshe Kaplan Sterling Investments; 5/2020; registered rep of broker dealer for securities transactions 8.Apollon Holdings, LLC; Managing Member; 2/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-08 |
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