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James Petty Shipp

Ameriprise Financial Services, LLC

Alpine, UT

Orem, UT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2003-11-03
  • UT RA
    APPROVED
    Since 2003-11-03

Branch Locations

165 W Canyon Crest Rd Ste 350, Alpine, UT 84004 • United States

Orem, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. American Fork UT 09/2005 03/2020
Ameriprise Financial Services, Llc Alpine UT 03/2020 Present
Other Businesses

Business Ownership; Shipp Company LLC; Manager; LLC; 2711 St. Mary's WaySalt Lake City, UT 84108, ,; Not Investment-Related; 06/13/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-31
  • S66 Uniform Combined State Law Examination
    2003-10-31
Other Names
  • James P Shipp

View on SEC IAPD

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Other Offices

LONE PEAK GLOBAL INVESTORS, LLC · ALPINE, UT
OSAIC WEALTH, INC. · ALPINE, UT
STATE FARM INVESTMENT MANAGEMENT CORP. · Alpine, UT
EDWARD JONES · ALPINE, UT
BIG SKY INVESTMENT MANAGER, LLC · ALPINE, UT
CURVE PARTNERS MANAGEMENT LLC · ALPINE, UT
WELLS FARGO CLEARING SERVICES, LLC · HIGHLAND, UT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND, UT

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