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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-06-04
CA RA APPROVED 2012-06-19
  • NC RA
    APPROVED
    Since 2018-06-04
  • CA RA
    APPROVED
    Since 2012-06-19

Branch Locations

703 Saint Joseph St Unit 301, Carolina Beach, NC 28428-3857 • United States

Carolina Beach, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 06/2012 03/2020
Ameriprise Financial Services, Llc Carolina Beach NC 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 720 N Lake Park Blvd, , Carolina Beach, NC, 28428; Not Investment-Related; 10/01/2021. Business Ownership; CCR Property LLC; Member of the LLC; LLC set up to be owner of a property; 113 Winner Ave , , Carolina Beach, NC, 28428; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours / CCR Foods LLC; Manager/Member of LLC; LLC set up to owner of restaurant/pub; 720 N Lake Park Blvd, , Carolina Beach, NC, 28428; Not Investment-Related; 10/30/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Consulting/Plan Producer; Consulting for financial advisors and staff. Plan production for advisors.; 703 Saint Joseph Street, Unit 201, , Carolina Beach, NC, 28428; Not Investment-Related; 01/01/2010; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-10
  • S66 Uniform Combined State Law Examination
    2007-09-10
Other Names
  • Cathrine Maria Landstrom
  • M. Cathrine Robbins
  • Cathrine Maria Robbins

View on SEC IAPD

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