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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-06-04 |
| CA | RA | APPROVED | 2012-06-19 |
Branch Locations
703 Saint Joseph St Unit 301, Carolina Beach, NC 28428-3857 • United States
Carolina Beach, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Francisco | CA | 06/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Carolina Beach | NC | 03/2020 | Present |
Real Estate Ownership; Commercial; 720 N Lake Park Blvd, , Carolina Beach, NC, 28428; Not Investment-Related; 10/01/2021. Business Ownership; CCR Property LLC; Member of the LLC; LLC set up to be owner of a property; 113 Winner Ave , , Carolina Beach, NC, 28428; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours / CCR Foods LLC; Manager/Member of LLC; LLC set up to owner of restaurant/pub; 720 N Lake Park Blvd, , Carolina Beach, NC, 28428; Not Investment-Related; 10/30/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Consulting/Plan Producer; Consulting for financial advisors and staff. Plan production for advisors.; 703 Saint Joseph Street, Unit 201, , Carolina Beach, NC, 28428; Not Investment-Related; 01/01/2010; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-10 |
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