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Stephanie L Graf

Goldman Sachs Wealth Services, L.P.

Pleasant Prairie, WI

Deerfield, IL

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-23
IL RA APPROVED 2008-06-20
  • TX RA
    APPROVED_RES
    Since 2022-01-23
  • IL RA
    APPROVED
    Since 2008-06-20

Branch Locations

Pleasant Prairie, WI • United States

540 Lake Cook Road Suite 600, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Lake Forest IL 06/2007 01/2021
Goldman Sachs & Co. Llc Chicago IL 01/2021 Present
  • 06/2007 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Lake Forest, IL
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-13
S63 Uniform Securities Agent State Law Examination 2003-10-01
  • S65 Uniform Investment Adviser Law Examination
    2008-06-13
  • S63 Uniform Securities Agent State Law Examination
    2003-10-01
Other Names
  • Stephanie Lynn Leicht
  • Stephanie L Leicht

View on SEC IAPD

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