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Hugo William Anderson

Wells Fargo Clearing Services, LLC

Los Angeles, CA

CRD 4699620

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-06
CA RA APPROVED 2025-02-06
  • TX RA
    APPROVED
    Since 2025-03-06
  • CA RA
    APPROVED
    Since 2025-02-06

Branch Locations

11601 Wilshire Blvd Fl 17 [Ln-Rbo], Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Simi Valley CA 08/2004 Present
Wells Fargo Clearing Services, Llc Simi Valley CA 03/2021 Present
Previous Registrations
  • 2004-10-05 → 2005-05-03
    Wells Fargo Investments, Llc
    Beverly Hills, CA
  • 2003-11-10 → 2004-08-03
    A. G. Edwards & Sons, Inc.
    Beverly Hills, CA
Other Businesses

TRUSTEE FOR MOTHER'S TRUST, INV RELATED, SEAL BEACH, CA, START: 10/14/2021, 12 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-31
  • S66 Uniform Combined State Law Examination
    2025-01-31
Other Names
  • Hugo William Anderson
  • Hugo W Anderson

View on SEC IAPD

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POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

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