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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-08

Branch Locations

255 Executive Drive Suite 100, Plainview, NY 11803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Plainview NY 04/2012 Present
Raymond James Financial Services Advisors Inc. Plainview NY 05/2012 Present
Previous Registrations
  • 2012-05-04 → 2014-12-31
    Plainview, NY
  • 2004-04-12 → 2012-04-17
    Chase Investment Services Corp.
    Lindenhurst, NY
    Huntington, NY
    Melville, NY
    Copiague, NY
    Deer Park, NY
    East Islip, NY
    Kings Park, NY
    Huntington, NY
    Lindenhurst, NY
    North Babylon, NY
Other Businesses

(1)Name of Business: Paul Louis Financial Management Inc. Address: 255 Executive Drive Ste100, Plainview, NY, 11803, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/22/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-09
  • S66 Uniform Combined State Law Examination
    2004-01-09

View on SEC IAPD

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