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Timothy David Mcqueen

Principal Asset Management

Tualatin, OR

CRD 4699534

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Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-03-01
  • OR RA
    APPROVED
    Since 2022-03-01

Branch Locations

Tualatin, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Funds Distributor Des Moines IA 09/2007 Present
Principal Asset Management Des Moines IA 02/2022 Present
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-31
S63 Uniform Securities Agent State Law Examination 2005-01-28
  • S66 Uniform Combined State Law Examination
    2022-01-31
  • S63 Uniform Securities Agent State Law Examination
    2005-01-28
Other Names
  • Timothy Mcqueen

View on SEC IAPD

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