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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| NH | RA | APPROVED | 2006-10-20 |
Branch Locations
11 S. Main Street Suite 300, Concord, NH 03301 • United States
Portsmouth, NH • United States
1155 Elm Street Suite 501, Manchester, NH 03101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Concord | NH | 10/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-03 |
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