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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-19
ND RA APPROVED 2008-08-05
  • TX RA
    APPROVED_RES
    Since 2018-07-19
  • ND RA
    APPROVED
    Since 2008-08-05

Branch Locations

125 Buckskin Ave Ste 200, Bismarck, ND 58503 • United States

Bismarck, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bismarck ND 12/2006 03/2020
Ameriprise Financial Services, Llc Bismarck ND 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 1003 Roberts Ave NE, , Cooperstown, ND, 58425; Not Investment-Related; 05/12/2025. Business Ownership; Rooney Holdings LLC; Owner; Manage Ameriprise Business; 125 Buckskin Ave, , Bismarck, ND, 58503; Investment-Related; 01/01/2027; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LFP Consulting, LLC; Employee; entity for payroll and benefits; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 02/29/2020; 60 hours per month; 60 during trading hours / Rooney Holdings LLC; Owner; Manage advisory business; 125 Buckskin Ave, Ste 200, Bismarck, ND, 58503; Investment-Related; 01/01/2027; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-08
  • S66 Uniform Combined State Law Examination
    2007-10-08
Other Names
  • Sarah Sue Johnson

View on SEC IAPD

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