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Gilbert, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-21 |
| TX | RA | APPROVED | 2013-01-01 |
| CA | RA | APPROVED | 2011-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T&T Capital Managment | Gilbert | AZ | 08/2011 | Present |
1)SeekingAlpha.com. Mr Travis submits investment related research articles for which Mr. Travis receives compensation for to http://www.seekingalpha.com. Seekingalpha.com does not employ Mr. Travis and his relationship is both as a member and contributor to the site. Seekingalpha.com is a platform for investment research. Mr. Travis has been contributing periodically to the site beginning in Nov 2011 and spends about 1-2 hours per week on it, no time is spent on it during securities trading hours. 2)Premier Southwest Benefits Group, Inc. , Insurance is investment related as it pertains to retirement and estate management. 7448 E. Cortez Street Scottsdale, AZ 85260, Agent, 8/16/2023, 10 hours a month, 0 during trading hours Help people find the best insurance solutions given their circumstances, goals, objectives. 3)Value Options Letter, Investment Research, 1401 E Coral Cove Drive, Gilbert, AZ 85234, Research Publication, CEO and Founder, start date: May 5, 2026, devote approximately 10 hours per month, 1 hour during trading hours, leverage my research on investments.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-02-12 |
| S65 | Uniform Investment Adviser Law Examination | 2006-12-27 |
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