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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-04
NV RA APPROVED 2003-11-17
  • TX RA
    APPROVED_RES
    Since 2009-02-04
  • NV RA
    APPROVED
    Since 2003-11-17

Branch Locations

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Henderson, NV • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 08/2003 03/2020
Ameriprise Financial Services, Llc Henderson NV 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-14
  • S66 Uniform Combined State Law Examination
    2003-11-14
Other Names
  • Geoff Bennett Lee

View on SEC IAPD

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