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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-06-03
OH RA APPROVED 2009-11-13
  • PA RA
    APPROVED
    Since 2014-06-03
  • OH RA
    APPROVED
    Since 2009-11-13

Branch Locations

4600 Great Northern Blvd., N. Olmsted, OH 44070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Berea OH 04/2014 Present
  • 04/2014 → Present
    Pnc Investments
    Berea, OH
Previous Registrations
  • 2007-07-30 → 2009-11-13
    Natcity Investments, Inc.
    Middleburg Heights, OH
    Cleveland, OH
  • 2004-02-04 → 2007-07-02
    Independence, OH
    Westlake, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-02
S63 Uniform Securities Agent State Law Examination 2007-08-10
  • S66 Uniform Combined State Law Examination
    2014-06-02
  • S63 Uniform Securities Agent State Law Examination
    2007-08-10

View on SEC IAPD

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