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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-11-13
  • OH RA
    APPROVED
    Since 2009-11-13

Branch Locations

4600 Great Northern Blvd., N. Olmsted, OH 44070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Wealth Management Cleveland OH 11/2009 Present
  • 11/2009 → Present
    Pnc Wealth Management
    Cleveland, OH
Previous Registrations
  • 2005-06-14 → 2009-11-13
    Natcity Investments, Inc.
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
Other Businesses

10/01/2011 / Youth Coach / Olmsted Falls Basketball Association / Not investment related / Zero hours during trading //

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-11
S63 Uniform Securities Agent State Law Examination 1997-03-24
  • S65 Uniform Investment Adviser Law Examination
    1997-04-11
  • S63 Uniform Securities Agent State Law Examination
    1997-03-24

View on SEC IAPD

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