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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2007-10-24
  • GA RA
    APPROVED
    Since 2007-10-24

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John W Wright Atlanta GA 11/2010 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 11/2010 Present
Other Businesses

OWNER, DOMINGOS STEWART PROPERTIES, LLC, INVESTMENT PROPERTY, START DATE: 8/4/2008, 1/3 OWNER OF FAMILY LLC FORMED FOR THE PURPOSE OF OWNING REAL ESTATE AND RECEIVING RENTAL INCOME FROM FAMILY TRUST. MANAGING PARTNER. HAD ADMINISTRATIVE AND CLERICAL DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-13
  • S66 Uniform Combined State Law Examination
    2007-03-13
Other Names
  • Tava D Jones
  • Octavia D Domingos

View on SEC IAPD

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