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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-10-12 |
Branch Locations
1408 N. Louisiana Suite 100, Kennewick, WA 99301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Century Securities | Kennewick | WA | 06/2009 | 10/2018 |
| Charles Schwab & Co., Inc. | Kennewick | WA | 10/2018 | Present |
(1) Somon Management, Inc.|Investment Related:No|S Corp used to manage my Charles Schwab franchise|President|2011-11-21|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes. (2) Solar Spirits Distillery | not investment related | Richland, Washington | start date 10/19/2018 | managing partner of distillery, not involved in the day-to-day operations | less than 20 hours per month | none during securities trading hours; (3) Prospere Ventures LLC | Richland, Washington | start date 02/02/2015 | member, real estate investment partnership | less than 20 hours per month | none during securities trading hours; (4) Zodiac Holdings, LLC | not investment related | Richland, Washington | start date 02/04/2020 | president of holding company | less than 20 hours per month | none during securities trading hours; (5) Washington State University | not investment related | Richland, Washington | start date 10/03/2017 | Advisory Board Member | WSU Tri-Cities Carson College of Business Advisory Board is a non-profit advisory board | The Board helps on putting a fundraiser for the College of Business on annual basis | less than 20 hours per month | none during securities trading hours; (6) 303 W Gage LLC | not investment related | Richland, Washington | start date 12/07/2021 | Owner | This is a real estate holding company that holds a rental property; I rent the property | less than 20 hours per month | approximately 0.1 hours during securities trading hours; (7) 1400 N Montana St LLC | not investment related | Richland, Washington | start date 12/07/2021 | Property Owner | This entity was formed in order to hold a rental property; I manage the rental property | less than 20 hours per month | approximately 0.1 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-14 |
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