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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-09 |
| MA | RA | APPROVED | 2021-05-13 |
| UT | RA | APPROVED | 2018-09-28 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Saint George | UT | 08/2002 | Present |
| Transamerica Financial Advisors, Inc | Saint George | UT | 01/2012 | Present |
| Boy Scouts Of America | Modesto | CA | 08/2014 | 10/2018 |
| Sandy Feet Stuff Llc Dba Sandy Feet Soap Company | Saint George | UT | 01/2021 | 11/2024 |
As an employee of Transamerica Financial Advisors, Inc., may perform home office functions for other business units.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-22 |
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