Wally Luu

Current Employers

Employment History

• 06/2007 → 10/2016
  Le Vie Realty
  San Francisco, CA
• 10/2016 → 05/2017
  Edward Jones
  Saint Louis, MO
• 06/2017 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Montebello, CA
• 06/2017 → 06/2022
  Bank Of America, N.A.
  Montebello, CA
• 06/2022 → Present
  Wells Fargo Clearing Services, Llc
  Sacramento, CA

Previous Registrations

• 2017-06-29 → 2022-07-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Montebello, CA
  Monterey Park, CA
  Montebello, CA
  Montebello, CA
  Montebello, CA
  Montebello, CA
  Sacramento, CA
  Montebello, CA
  Newport Beach, CA
  Elk Grove, CA
  Sacramento, CA
• 2016-12-20 → 2017-05-03
  Edward Jones
  Brea, CA
  El Monte, CA
  St Louis, MO
  Chino, CA
  Pomona, CA
• 2007-01-30 → 2009-10-15
  Financial Leadership Advisors, Inc.
  Alpharetta, GA
  San Francisco, CA
• 2004-08-16 → 2005-08-24
  Wells Fargo Investments, Llc
  San Francisco, CA

Other Businesses

I*107340 For profit or not for profit: For-Profit Organization Name of outside business organization: Wally Luu Investment related: N Address of business: Elk Grove, California 95757 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 12/15/2017 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: My current broker status is now active and will not be helping any clients. Will only being purchasing a house for myself. RENTAL PROPERTY; INV RELATED; SACRAMENTO, CA; 100% OWNERSHIP; START DATE 2/15/2024; 4 HOURS PER MONTH; 0 DURING TRADING; MANAGE THE PROPERTY.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-19
• S65 Uniform Investment Adviser Law Examination
  2004-08-13
• S63 Uniform Securities Agent State Law Examination
  2004-07-30

Other Names

• Wally Luu
• Wally Chi Luu