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Steven C Azzato

Financial Northeastern Securities, LLC

Fairfield, NJ

CRD 4698196

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Employer firm

Financial Northeastern Securities, LLC CRD 17007

7 advisory clients

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Northeastern Securities, Llc

100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-01
  • NJ RA
    APPROVED
    Since 2024-02-01

Branch Locations

100 Passaic Avenue, Fairfield, NJ 07004 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Northeastern Securities Fairfield NJ 03/2009 Present
  • 03/2009 → Present
    Financial Northeastern Securities
    Fairfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-23
S63 Uniform Securities Agent State Law Examination 2005-03-22
  • S66 Uniform Combined State Law Examination
    2017-06-23
  • S63 Uniform Securities Agent State Law Examination
    2005-03-22
Other Names
  • Steven Christopher Azzato

View on SEC IAPD

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