Javier Alejandro Vallejo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 02/2021 → Present
  Pacific Terra Tax Planning
  Newport Beach, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-03-13 → 2016-10-03
  Investors Capital Corp.
  Irvine, CA
  Tustin, CA
  Lynnfield, MA
  Lynnfield, MA
  Irvine, CA
  Irvine, CA
  Lynnfield, MA
• 2008-02-01 → 2009-03-16
  Lpl Financial Llc
  Irvine, CA
• 2003-11-19 → 2008-02-04
  Ameriprise Financial Services, Llc
  Irvine, CA
  Glendale, CA
  Irvine, CA

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 2) NAME OF OTHER BUSINESS: PACIFIC TERRA WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2015, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES. 3) NAME OF OTHER BUSINESS: JIMA WORLDWIDE, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: EXPENSE COMPANY, START DATE: 12/2012, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: PRESIDENT & CEO, BRIEF DESCRIPTION OF DUTIES: PAY BILLS FROM THIS S CORP. 4) NAME OF OTHER BUSINESS: PACIFIC TERRA TAX PLANNING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX RETURNS; START DATE: 2/2021; POSITION/TITLE/RELATIONSHIP: TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PREPARE INDIVIDUAL AND BUSINESS TAX RETURNS;

Exams

• S66 Uniform Combined State Law Examination
  2003-11-18