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1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-09-25 |
Branch Locations
1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laurel Wealth Advisors Llc | Charlotte | NC | 02/2007 | Present |
| Single Shingle, Llc | Charlotte | NC | 06/2023 | Present |
Managing Member; Single Shingle, LLC; Is the business investment related: No; Location of the business: 2365 Sharon Rd., Apt. 4 Charlotte NC 28211 USA; Description of the business: Real Estate Holding company; Responsibilities Duties: Managing Member; Start date with business: 2023-06-23; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: .5; Percentage of total yearly compensation expected to be derived from the business: 5; Member; Mortimer Enterprises, LLC; Is the business investment related: No; Location of the business: 1355 Greenwood Cliff, Ste. 301 Charlotte NC 28204 USA; Description of the business: Real estate holding company; Start date with business: 2023-04-04; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: .5; Percentage of total yearly compensation expected to be derived from the business: 5;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-03 |
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