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Morgan Stanley

Miami, FL

CRD 4697923

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-04
FL RA APPROVED 2015-08-04
  • TX RA
    APPROVED_RES
    Since 2024-12-04
  • FL RA
    APPROVED
    Since 2015-08-04

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 05/2015 Present
Morgan Stanley Private Bank, National Association New Yrok NY 06/2015 Present
  • 05/2015 → Present
    Miami, FL
  • 06/2015 → Present
    Morgan Stanley Private Bank, National Association
    New Yrok, NY
Other Businesses

* 373632 - DEVENIR LLC; Not Investment related; Coaching services; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 0; After business hours: 1; Provide coaching services to individuals. *587854 - Marfil Corp ; Investment related: Yes; Miami, Florida; Real Estate; Partner(proprietor, partner, officer, director, employee, trustee, agent); 5/2018; During business hours: 0; After business hours: 0; no active role, or duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-03
S63 Uniform Securities Agent State Law Examination 2009-12-07
  • S66 Uniform Combined State Law Examination
    2015-08-03
  • S63 Uniform Securities Agent State Law Examination
    2009-12-07

View on SEC IAPD

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