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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-03-14 |
| NH | RA | APPROVED | 2022-07-07 |
| TX | RA | APPROVED | 2022-06-30 |
Branch Locations
5 Bedford Farms Drive Suite 100, Bedford, NH 03110 • United States
West Falmouth, MA • United States
Murrells Inlet, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Manchester | NH | 05/2008 | 06/2022 |
| Wells Fargo Advisors Financial Network, Llc | Manchester | NH | 06/2022 | Present |
SILVER STONE INVESTMENT MANAGEMENT LLC, INV RELATED, MANCHESTER, NH, 10% OWNERSHIP, START 5/17/2022, 160 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR FRIEND, INV RELATED, BEDFORD, NH, START: 7/29/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-29 |
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