Sandra Greer Austin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 04/2021
  Lincoln Financial Securities Corporation
  Hickory, NC
• 04/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-05-31 → 2021-04-28
  Osaic Fs, Inc.
  Raleigh, NC
  Hickory, NC
• 2008-01-15 → 2011-05-16
  Synergy Investment Group, Llc
  Hickory, NC
  Hickory, NC
  Hickory, NC
• 2006-12-01 → 2007-12-19
  Bb&T Investment Services, Inc.
  Morganton, NC
  Asheville, NC
  Waynesville, NC
  Hickory, NC
  Hildebran, NC
  Lenoir, NC
  Valdese, NC
  Charlotte, NC

Other Businesses

1)STRATEGIC INVESTMENT DESIGNS, 201 GOVERNMENT AVE, SW, STE 106, HICKORY, NC,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/11, NIR, 28 HR/MO- 2/TRADING HR. 2)AUSTIN RENTALS, 1448 MAY ROAD, GRANITE FALLS, NC, RENTAL PROPERTY OWNER, 10/01/05, NIR, 1 HR/WK- 0/TRADING HR. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. INV REL-80/mo-80/TRADING. 04/23/21 4)ENTERPRISE FINANCIAL NETWORK, 201 Government Ave SW Ste 106, HICKORY NC 28602, United States, 08/02/2023, OSJ, Using a Trade Name/dba, INV REL, 160HR/mo-160HR/TRADING. 5)CS 118 LLC, 1448 May Rd, Granite Falls NC 28630, United States, 01/01/2026, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 6)ALLEN 1947 LLC, 1448 May Road, Granite Falls NC 28630, United States, 01/01/2026, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-30
• S63 Uniform Securities Agent State Law Examination
  2003-08-22

Other Names

• Sandra Marie Greer