Michael Kent

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → 04/2023
  Viapromeds
  Rosemead, CA
• 10/2011 → Present
  Jpmorgan Chase Bank, N.A.
  Westlake Village, CA
• 10/2011 → Present
  J.P. Morgan Securities Llc
  Westlake Village, CA

Previous Registrations

• 2009-06-10 → 2012-10-01
  Chase Investment Services Corp.
  Thousand Oaks, CA
  Thousand Oaks, CA
  Westlake Village, CA
  Thousand Oaks, CA
  Agoura Hills, CA
  Thousand Oaks, CA
  Westlake Village, CA
• 2005-11-18 → 2009-05-08
  Td Ameritrade, Inc.
  Oxnard, CA
  Thousand Oaks, CA
• 2006-04-24 → 2009-05-08
  Td Ameritrade Investment Management, Llc
  Long Beach, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/29/2019 ADDRESS: 209 Camarillo, CA DETAILS: 209 CAMARILLO, CA. CONDO(S). INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): <1 HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2005-11-14
• S63 Uniform Securities Agent State Law Examination
  2003-10-02

Other Names

• Michael Cortney Kent