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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-25 |
| AZ | RA | APPROVED | 2023-08-10 |
Branch Locations
1101 W Washington St, Tempe, AZ 85281 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2014 | 01/2019 |
| Bank Of America, N.A. | Chandler | AZ | 10/2014 | 01/2019 |
| Pruco Securities Llc | Phoenix | AZ | 12/2018 | 02/2021 |
| The Prudential Insurance Company Of America | Phoenix | AZ | 02/2019 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Mesa | AZ | 03/2021 | 08/2023 |
| Wells Fargo Bank, Na | Mesa | AZ | 03/2021 | 08/2023 |
| U.S. Bancorp Advisors, Llc | Tempe | AZ | 08/2023 | Present |
George Washington Carver Museum; Not Investment-related; Phoenix, AZ, Preserve and share historical artifacts and documents of African/Black American heritage.; Non-profit organization board; 07/01/2026; 8 hours/month; 0 hours/trading; Assist the museum in planning and curating events and exhibits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-05 |
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