Sean Buxton

Current Employers

Employment History

• 01/2014 → 02/2026
  Legacy Capital Group California
  Los Gatos, CA
• 03/2015 → 02/2026
  Lion Street Financial
  Los Gatos, CA
• 01/2014 → 02/2026
  React Investment Solutions, Llc
  Los Gatos, CA
• 11/2025 → 02/2026
  Integrity Alliance, Llc.
  Los Gatos, CA
• 02/2026 → Present
  Hightower Advisors, Llc
  Chicago, IL

Previous Registrations

• 2014-03-04 → 2026-02-09
  Legacy Capital Group California, Inc.
  Los Gatos, CA
• 2022-02-03 → 2023-12-31
  React Investment Solutions, Llc
  Los Gatos, CA
• 2011-09-15 → 2014-02-03
  Beacon Pointe Wealth Advisors, Llc
  San Jose, CA
  Newport Beach, CA
• 2011-01-06 → 2011-10-31
  Excelcia Financial Group, Ltd.
  San Jose, CA
• 2010-05-27 → 2010-12-03
  Berthel, Fisher & Company Financial Services, Inc.
  San Jose, CA
  Cedar Rapids, IA
  San Jose, CA
• 2008-02-29 → 2010-04-29
  Afa Advisor Services Llc
  Santa Clara, CA
  Calabasas, CA
  San Jose, CA
• 2006-07-13 → 2008-03-12
  Primesolutions Securities, Inc.
  Capitola, CA
• 2004-09-14 → 2006-06-22
  Private Consulting Group, Inc.
  Santa Clara, CA
  Portland, OR
  Santa Clara, CA
• 2003-12-03 → 2004-08-27
  Ameriprise Financial Services, Llc
  Campbell, CA

Other Businesses

GMW ASSOCIATES POSITION: Board Member NATURE: I will be serving on the board. They specialize in magnets and magnetic testing and support. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 955 Industrial Rd., San Carlos CA 94070, United States DESCRIPTION: 4 board meetings a year plus prep time

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-06-01
• S66 Uniform Combined State Law Examination
  2003-12-02

Designations

Other Names

• Sean Oliver Buxton