Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2020-04-15 |
| NJ | RA | APPROVED | 2013-03-26 |
Branch Locations
611 East Main Street, Riverhead, NY 11901 • United States
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 01/2013 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2020 | Present |
NATIONAL LIFE OF VERMONT / NO / 1393 VETERANS MEMORIAL HIGHWAY, SUITE 314N, HAUPPAUGE, NY 11788 / WOULD LIKE TO KEEP MY AFFILIATION TO RECEIVE RENEWALS ON MY PREVIOUSLY WRITTEN LIFE INSURANCE BUSINESS / I AM LISTED AS A BROKER, BUT I WOULD NOT BE WRITING ANY NEW BUSINESS JUST RECEIVING RENEWALS ON PREVIOUS BUSINESS / I STARTED WORKING THERE IN JULY OF 2003, BUT AS A BROKER JANUARY 1ST, 2013, TO ONLY RECEIVE RENEWALS / I WILL DEVOTE MAYBE 2 HOURS A MONTH ON BUSINESS, JUST TO ASSIST ON SERVICE ISSUES WITH EXISTING CLIENTS / ZERO HOURS WILL BE DEVOTED DURING SECURITIES TRADING HOURS, ONLY AFTER WORK WITH REVIEWS / I WILL REVIEW CLIENTS EXISTING POLICIES, BUT I WILL NOT WRITE ANY NEW POLICIES. THE LIFE INSURANCE POLICIES ARE WHOLE LIFE OR UNIVERSAL POLICIES AND ARE NOT REGISTERED PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-10 |
Reach out to this advisor