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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-11-09
TX RA APPROVED_RES 2021-11-08
  • GA RA
    APPROVED
    Since 2021-11-09
  • TX RA
    APPROVED_RES
    Since 2021-11-08

Branch Locations

595 Piedmont Avenue, Atlanta, GA 30308 • United States

891 Ponce De Leon Ave, Atlanta, GA 30306 • United States

218 Peachtree St Nw, Atlanta, GA 30303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Atlanta GA 06/1995 02/2020
Pruco Securities,Llc Atlanta GA 08/2003 02/2020
J.P. Morgan Securities Llc Atlanta GA 11/2021 Present
Jp Morgan Chase Bank, N.A. Atlanta GA 11/2021 Present
Unemployed Jonesboro GA 02/2020 11/2021
Nic Avery Coaching, Llc Jonesboro GA 01/2021 06/2024
Prudential Ins Atlanta GA 02/2020 05/2024
  • 06/1995 → 02/2020
    The Prudential Insurance Company Of America
    Atlanta, GA
  • 08/2003 → 02/2020
    Pruco Securities,Llc
    Atlanta, GA
  • 11/2021 → Present
    Atlanta, GA
  • 11/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Atlanta, GA
  • 02/2020 → 11/2021
    Unemployed
    Jonesboro, GA
  • 01/2021 → 06/2024
    Nic Avery Coaching, Llc
    Jonesboro, GA
  • 02/2020 → 05/2024
    Prudential Ins
    Atlanta, GA
Previous Registrations
  • 2004-05-21 → 2020-02-26
    Kennesaw, GA
    Kennesaw, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-12
  • S66 Uniform Combined State Law Examination
    2003-09-12
Other Names
  • Nicole Hutchison
  • Nicole D Avery

View on SEC IAPD

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