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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-06-29 |
Branch Locations
780 S Front St Ste 100, Central Point, OR 97502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 08/2003 | 04/2018 |
| Summit Brokerage Services Inc. | Jacksonville | OR | 04/2018 | 09/2019 |
| Summit Financial Group Inc. | Jacksonville | OR | 04/2018 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Unifi | El Segundo | CA | 06/2026 | Present |
1) EGL INVESTMENTS LLC; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA NAME; REPRESENTATIVE; STARTED 4/2/2018; APX 120 HOURS/MONTH, APX 6 DURING TRADING; DBA; 2) NAME OF OTHER BUSINESS: EGL WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2024;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: UNIFI; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AIRLINE; START DATE: 6/30/26; POSITION/TITLE/RELATIONSHIP: CUSTOMER SERVICE AGENT; APX NUMBER OF HOURS PER WEEK:6; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: SUPPORT DELTA AIRLINES OPS, AT ROGUE VALLEY-MEDFORD INTERNATIONAL AIRPORT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-16 |
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