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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-06-29
  • OR RA
    APPROVED
    Since 2023-06-29

Branch Locations

780 S Front St Ste 100, Central Point, OR 97502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2003 04/2018
Summit Brokerage Services Inc. Jacksonville OR 04/2018 09/2019
Summit Financial Group Inc. Jacksonville OR 04/2018 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Unifi El Segundo CA 06/2026 Present
  • 08/2003 → 04/2018
    St. Louis, MO
  • 04/2018 → 09/2019
    Summit Brokerage Services Inc.
    Jacksonville, OR
  • 04/2018 → 05/2021
    Summit Financial Group Inc.
    Jacksonville, OR
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 06/2026 → Present
    Unifi
    El Segundo, CA
Previous Registrations
  • 2018-04-16 → 2021-05-20
    Summit Financial Group Inc
    Jacksonville, OR
    Central Point, OR
  • 2010-08-18 → 2018-04-05
    Central Point, OR
Other Businesses

1) EGL INVESTMENTS LLC; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA NAME; REPRESENTATIVE; STARTED 4/2/2018; APX 120 HOURS/MONTH, APX 6 DURING TRADING; DBA; 2) NAME OF OTHER BUSINESS: EGL WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2024;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: UNIFI; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AIRLINE; START DATE: 6/30/26; POSITION/TITLE/RELATIONSHIP: CUSTOMER SERVICE AGENT; APX NUMBER OF HOURS PER WEEK:6; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: SUPPORT DELTA AIRLINES OPS, AT ROGUE VALLEY-MEDFORD INTERNATIONAL AIRPORT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-02
S63 Uniform Securities Agent State Law Examination 2003-10-16
  • S66 Uniform Combined State Law Examination
    2010-08-02
  • S63 Uniform Securities Agent State Law Examination
    2003-10-16

View on SEC IAPD

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