Joseph Henry Spurgeon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Linsco / Private Ledger
  Central Point, OR

Other Businesses

1. 10/25/06 - COMMUNITY COLLEGE/ I HAVE BEEN AN INSTRUCTOR AT ROGUE COMMUNITY COLLEGE FOR A LITTLE OVER FIVE YEARS. I TEACH SPEECH AND WRITTING. I USED TO BE A HIGH SCHOOL ENGLISH TEACHER. WHEN I STARTED TEACHING, WE NEEDED THE EXTRA INCOME, AND NOW I DO IT BECASUE I ENJOY IT./10% TIME SPENT/ CENTRAL POINT OR 2. 12/8/09 - ROGUE COMMUNITY COLLEGE, I CURRENTLY TEACH SOME ENGLISH CLASSES AT OUR LOCAL COMMUNITY COLLEGE. THEY HAVE ASKED ME TO TEACH A FINANCIAL CLASS. IT WILL MEET FOR THREE NIGHTS IN OCTOBER. I AM GOING TO USE FAIRY TALES AND FABLES AS A SPRINGBOARD FOR DISCUSSION.5% OF THE TIME. 3. 6/19/2013: OTHER-WRITING A BOOK - I WANT TO WRITE A BOOK HELPING PEOPLE LEARN ABOUT FINANCES WITH A FABLE OR FAIRY TALE AS A METAPHOR. I HAVE SUBMITTED SOME OF MY CHAPTERS IN THE PAST TO LPL FOR REVIEW. THEY APPEARED IN THE LOCAL PAPER AS A MONTHLY COLUMN FOR A FEW MONTHS. - TIME SPENT 10%. 4. 04/14/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Author - Start Date - 04/08/2022 - 5 Hours Per Month/ 0 Hours During Securities.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-04