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Current Employers
Borger Capital Management Llc

1606 Meadowview Road, Wausau, WI 54403 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-03-12
  • WI RA
    APPROVED
    Since 2024-03-12

Branch Locations

1606 Meadowview Road, Wausau, WI 54403 • United States

Appleton, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Financial Neenah MA 01/2005 09/2016
Mml Investors Services Inc Neenah WI 01/2005 09/2016
Futurity First Insurance Group Green Bay WI 09/2016 Present
Sequent Planning, Llc Green Bay WI 09/2018 02/2024
  • 01/2005 → 09/2016
    Mass Mutual Financial
    Neenah, MA
  • 01/2005 → 09/2016
    Mml Investors Services Inc
    Neenah, WI
  • 09/2016 → Present
    Futurity First Insurance Group
    Green Bay, WI
  • 09/2018 → 02/2024
    Green Bay, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-17
  • S66 Uniform Combined State Law Examination
    2003-09-17
Other Names
  • Todd Joseph Glime

View on SEC IAPD

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