Philip Aaron Lee

Current Employers

Employment History

• 04/2016 → Present
  Independent Advisor Alliance
  Charlotte, NC
• 04/2016 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2007-06-01 → 2016-05-02
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

1)03/29/16-Charlotte Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-start date 4/14/16- 100% 2) 07/05/2016 * Queen CIty Wealth Management, L.L.C. * Business Entity For Tax/Investment Purposes Only * INV REL * 11401 Brittany Oaks Dr Charlotte, NC 28277 * LLC for tax purposes * START 06/15/2016 * 0 HRS/MO. 3) 12/12/2016: Independent Advisor Alliance - DBA: (Hybrid) Independent Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 140 Hours Per Month - I provide investment advisory services through Independent Advisors Alliance, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/12/2016: Independent Advisor Alliance - DBA: (Hybrid) Charlotte Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 140 Hours Per Month - I provide investment advisory services through Independent Advisors Alliance, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/19/2022 - Metlife - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 09/07/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-05-31
• S63 Uniform Securities Agent State Law Examination
  2004-09-29

Designations

Other Names

• Philip Lee