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40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-08-17 |
| TX | RA | APPROVED | 2016-04-08 |
Branch Locations
40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
309 St. Thomas St. Suite 102, Madawaska, ME 04756 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Antonio | TX | 03/2012 | Present |
| Texas Legacy Wealth Management | San Antonio | TX | 04/2016 | 01/2022 |
| Texas Legacy Wealth Management | San Antonio | TX | 01/2022 | Present |
1. 04/27/2016: TLWM, LLC dba Texas Legacy Wealth Management - DBA: (hybrid) Texas Legacy Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/08/2016 - 160 Hours Per Month During Securities Trading - Investment Advisor Representative. 2. 05/13/2016: TLWM, LLC dba Texas Legacy Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/08/2016 - 160 Hours Per Month During Securities Trading - Agent. 3. 07/28/2016: TLWM, LLC dba Texas Legacy Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Start 04/06/2016 - RIA and Insurance agency - 160 Hr/Mo; 160 Hours During Securities Trading. 4. 2/2/2022 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/28/2021 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-11 |
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