Best Investors Account Sign in
Current Employers
Tlwm Financial

40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-08-17
TX RA APPROVED 2016-04-08
  • ME RA
    APPROVED
    Since 2023-08-17
  • TX RA
    APPROVED
    Since 2016-04-08

Branch Locations

40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States

309 St. Thomas St. Suite 102, Madawaska, ME 04756 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Antonio TX 03/2012 Present
Texas Legacy Wealth Management San Antonio TX 04/2016 01/2022
Texas Legacy Wealth Management San Antonio TX 01/2022 Present
  • 03/2012 → Present
    Lpl Financial, Llc
    San Antonio, TX
  • 04/2016 → 01/2022
    Texas Legacy Wealth Management
    San Antonio, TX
  • 01/2022 → Present
    Texas Legacy Wealth Management
    San Antonio, TX
Previous Registrations
  • 2009-11-18 → 2012-04-19
    Householder Group Financial Advisors, Llc
    Bulverde, TX
  • 2004-10-11 → 2009-11-18
    Householder Group, Estate & Retirement Specialists
    Bulverde, TX
  • 2009-01-14 → 2009-08-21
    Osaic Services, Inc.
    Phoenix, AZ
    Bulverde, TX
  • 2003-11-12 → 2004-09-13
    Waddell & Reed
    San Antonio, TX
Other Businesses

1. 04/27/2016: TLWM, LLC dba Texas Legacy Wealth Management - DBA: (hybrid) Texas Legacy Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/08/2016 - 160 Hours Per Month During Securities Trading - Investment Advisor Representative. 2. 05/13/2016: TLWM, LLC dba Texas Legacy Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/08/2016 - 160 Hours Per Month During Securities Trading - Agent. 3. 07/28/2016: TLWM, LLC dba Texas Legacy Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Start 04/06/2016 - RIA and Insurance agency - 160 Hr/Mo; 160 Hours During Securities Trading. 4. 2/2/2022 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/28/2021 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-11
  • S66 Uniform Combined State Law Examination
    2003-11-11
Designations
Other Names
  • Rob Scott Bowerman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor