Dathan Everett Lumpkins

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2018
  J.P. Morgan Securities Llc
  St. Joseph, MI
• 01/2018 → Present
  Wells Fargo Advisors Financial Network, Llc
  St Joseph, MI

Previous Registrations

• 2012-10-01 → 2018-02-01
  J.P. Morgan Securities Llc
  Bridgman, MI
  St. Joseph, MI
  Stevensville, MI
• 2008-11-03 → 2012-10-01
  Chase Investment Services Corp.
  Dearborn Height, MI
  Lincoln Park, MI
  Southgate, MI
  Pontiac, MI
  Vernon, MI
  Byron, MI
  Swartz Creek, MI
  Howell, MI
  Portage, MI
  Lansing, MI
  Lansing, MI
  Belleville, MI
  Ann Arbor, MI
  Ann Arbor, MI
  Portage, MI
  Ann Arbor, MI
  Lansing, MI
  Portage, MI
  Hartland, MI
  Swartz Creek, MI
  Lansing, MI
  Byron, MI
  Battle Creek, MI
  Fowlerville, MI
  Lansing, MI
  Howell, MI
  Ypsilanti, MI
  Vernon, MI
  Belleville, MI
  Brighton, MI
  Ypsilanti, MI
  Novi, MI
  Ann Arbor, MI
  Ann Arbor, MI
  Kalamazoo, MI
  Ann Arbor, MI
  Milan, MI
  Okemos, MI
  Ann Arbor, MI
  Ypsilanti, MI
  Ann Arbor, MI
  Ann Arbor, MI
  Dewitt, MI
  Wayne, MI
  East Lansing, MI
  Ypsilanti, MI
  Farmington Hills, MI
  Ann Arbor, MI
  Ann Arbor, MI
  Ypsilanti, MI
  Howell, MI
  Ann Arbor, MI
  Kalamazoo, MI
  Portage, MI
  Romulus, MI
  Ann Arbor, MI
  Canton, MI
  Ann Arbor, MI
  Ypsilanti, MI
  Lansing, MI
  Okemos, MI
  Lansing, MI
  Battle Creek, MI
  Portage, MI
  Howell, MI
  Fowlerville, MI
  Ann Arbor, MI
  Lansing, MI
  Portage, MI
  Dewitt, MI
  Ann Arbor, MI
  Brighton, MI
  Hartland, MI
  Ann Arbor, MI
  Belleville, MI
  Belleville, MI
  Milan, MI
  Ypsilanti, MI
  Ann Arbor, MI
  Lansing, MI
  Lansing, MI
  Ann Arbor, MI
  Stevensville, MI
  St. Joseph, MI
  Benton Harbor, MI
  Benton Harbor, MI
  Bridgman, MI

Other Businesses

ROAD4LIVING LLC, NOT INV RELATED, LANSING, MI, 100% OWNERSHIP, START 6/23/2023, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, LIFE COACH FOR MIDLIFE PHASE FULFILLMENT. SOUTHWEST MICHIGAN LAND CONSERVANCY, INVT RELATED, GALESBURG, MI, FINANCE COMMITTEE MEMBER, START DATE 11/1/2023, 1 HR PER MONTH AND DURING TRADING, ATTENDING INVESTMENT REVIEW MEETINGS TO DISCUSS PERFORMANCE OF ORGANIZATION. PRINCETON HARRIMAN INSURANCE SOLUTIONS, INVT RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START DATE 12/1/2024, 8 HRS PER MONTH AND DURING TRADING, FOR INSURANCE BUSINESS. FORMATION IP GROUP, LLC ; INV RELATED;SAINT JOSEPH,MI; EDUCATIONAL GOVERNANCE FRAMEWORK;100% OWNERSHIP; START DATE: 08/03/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-29
• S63 Uniform Securities Agent State Law Examination
  2004-04-02