Maria Carolina Todas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Coral Springs, FL

Other Businesses

I*88658 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INTERCRUISES SHORESIDE & PORT SERVICES INVESTMENT RELATED: N ADDRESS OF BUSINESS: FORT LAUDERDALE, FLORIDA 33316 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 11/29/2015 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEET & GREET PIER REPRESENTATIVE, CHECK IN GUESTS FOR CRUISE SHIPS I*89013 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SPLIT SECOND TIMING INVESTMENT RELATED: N ADDRESS OF BUSINESS: SUNRISE, FLORIDA 33351 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 12/3/2015 NUMBER OF HOURS DEVOTED: 35 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PART TIME EMPLOYMENT ASSISTING WITH RACE OPERATIONS & ADMINISTRATIVE

Exams

• S66 Uniform Combined State Law Examination
  2024-03-05

Other Names

• Carol Todas
• Maria C Todas