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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2013-01-11 |
Branch Locations
3439 Clemson Blvd, Anderson, SC 29621 • United States
15 S Main St Ste 300 [Rbo], Greenville, SC 29601 • United States
1620 E Greenville St, Anderson, SC 29621 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Anderson | SC | 05/2009 | Present |
| Wells Fargo Advisors, Llc. | Anderson | SC | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anderson | SC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-23 |
| S65 | Uniform Investment Adviser Law Examination | 2007-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-10 |
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