Robert C Frankowiak

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Dallas, TX
• 06/2014 → Present
  Bearist Group Llc
  Dallas, TX
• 12/2015 → Present
  The Raad Group, Llc.
  Dallas, TX
• 03/2004 → Present
  Jpmorgan Chase Bank, N.A.
  Dallas, TX

Previous Registrations

• 2005-07-06 → 2012-10-01
  Chase Investment Services Corp.
  Buffalo Grove, IL
  Lake Zurich, IL
  Palatine, IL
  Elgin, IL
  Fox Lake, IL
  Round Lake Beach, IL
  Elgin, IL
  Mt. Prospect, IL
  Grayslake, IL
  Fox Lake, IL
  Mt. Prospect, IL
  Lake In The Hills, IL
  Elgin, IL
  Buffalo Grove, IL
  Round Lake, IL
  Lindenhurst, IL
  Fox River Grove, IL
  Algonquin, IL
  Elgin, IL
  Elgin, IL
  Bannockburn, IL
  Carpentersville, IL
  Burbank, IL
  Buffalo Grove, IL
  Chicago, IL
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Corsicana, TX
  Greenville, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Commerce, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Norridge, IL
  Chicago, IL
  Spring Grove, IL
  Ann Arbor, MI
  Ypsilanti, MI
  Romulus, MI
  Ann Arbor, MI
  Ann Arbor, MI
  Howell, MI
  Howell, MI
  Hartland, MI
  Ann Arbor, MI
  Ann Arbor, MI
  Belleville, MI
  Ann Arbor, MI
  Ann Arbor, MI
  Ypsilanti, MI
  Milan, MI
  Ann Arbor, MI
  Ypsilanti, MI
  Belleville, MI
  Brighton, MI
  Ann Arbor, MI
  Farmington Hills, MI
  Rolling Meadows, IL
  Antioch, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Schiller Park, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Skokie, IL
  River Grove, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Oak Park, IL
  Chicago, IL
  Melrose Park, IL
  Niles, IL
  Oak Park, IL
  Park Ridge, IL
  Skokie, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Niles, IL
  Park Ridge, IL
  Richardson, TX
  Dallas, TX
  Richardson, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Garland, TX
  Dallas, TX
  Dallas, TX
  Mesquite, TX
  Richardson, TX
  Garland, TX
  Dallas, TX
  Mesquite, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Richardson, TX
  Dallas, TX
  Dallas, TX
  Garland, TX
  Forney, TX
  Garland, TX
  Dallas, TX
  Balch Springs, TX
  Dallas, TX
  Richardson, TX
  Dallas, TX
  Mesquite, TX
  Dallas, TX
  Dallas, TX
  Garland, TX
  Mesquite, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Chicago, IL
  Buffalo Grove, IL
  Mundelein, IL
  Glendale Heights, IL
  Saint Charles, IL
  South Holland, IL
  Schaumburg, IL
  Chicago, IL
  Chicago, IL
  Oak Lawn, IL
  Chicago, IL
  Arlington Heights, IL
  Fox River Grove, IL
  Carpentersville, IL
  Cary, IL
  Antioch, IL
  Arlington Heights, IL
  Barrington, IL
  Huntley, IL
  Crystal Lake, IL
  Crystal Lake, IL
  Gurnee, IL
  Gurnee, IL
  Lake Forest, IL
  Lake Zurich, IL
  Lake Zurich, IL
  Libertyville, IL
  Libertyville, IL
  Mchenry, IL
  Mt. Prospect, IL
  Palatine, IL
  Woodstock, IL
  Wauconda, IL
  Dallas, TX
  Dallas, TX
  West Bloomfield, MI
  Wixom, MI
  Novi, MI
  White Lake, MI
  Farmington, MI
  Plymouth, MI
  Walled Lake, MI
  Northville, MI
  Wixom, MI
  Comerce Twp, MI
  Northville, MI
  Novi, MI
  White Lake, MI
  Northville, MI
  Fowlerville, MI
  South Lyon, MI
  Waterford, MI
  Highland, MI
  New Hudson, MI
  Plymouth, MI
  Canton, MI
  Northville, MI
• 2004-04-21 → 2005-07-06
  Banc One Securities Corporation
  W Bloomfield, MI
• 2004-02-04 → 2004-03-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Toledo, OH

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: THE RAAD GROUP, LLC. POSITION: GENERAL PARTNER START DATE: 12/16/2015 ADDRESS: 4528 Dallas, TX DETAILS: ENTITY WILL HOLD RENTAL PROPERTIES. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: BEARIST GROUP, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/23/2014 ADDRESS: 4537 Dallas, TX DETAILS: HOLDS RENTAL PROPERTIES. HOURS DEDICATED (per month unless otherwise indicated): NONE HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S66 Uniform Combined State Law Examination
  2003-11-19

Other Names

• Frankowiak Robert
• Robert Carl Frankowiak
• Robert Carl Frankowiak Iii
• Robert Carl Frankowiak